David Elkins V. - 12 Aug 2021 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, Chief Financial Officer
Signature
/s/ Lisa A. Atkins, attorney-in-fact for David V. Elkins
Issuer symbol
BMY
Transactions as of
12 Aug 2021
Net transactions value
-$3,280,197
Form type
4
Filing time
16 Aug 2021, 17:51:52 UTC
Previous filing
03 Aug 2021
Next filing
06 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Sale $2,675,200 -40,000 -36% $66.88 69,699 12 Aug 2021 Direct
transaction BMY Common Stock, $0.10 par value Options Exercise $299,668 +6,180 +8.9% $48.49 75,879 12 Aug 2021 Direct F1
transaction BMY Common Stock, $0.10 par value Options Exercise $200,215 +4,129 +5.4% $48.49 80,008 12 Aug 2021 Direct F1
transaction BMY Common Stock, $0.10 par value Options Exercise $2,894,417 +59,691 +75% $48.49 139,699 12 Aug 2021 Direct
transaction BMY Common Stock, $0.10 par value Sale $3,999,297 -59,691 -43% $67.00 80,008 12 Aug 2021 Direct F2
holding BMY Common Stock, $0.10 par value 198 12 Aug 2021 BMS Savings and Investment Program F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Option (right to buy) Options Exercise $0 -6,180 -75% $0.000000 2,063 12 Aug 2021 Common Stock, $0.10 par value 6,180 $48.49 Direct F4
transaction BMY Option (right to buy) Options Exercise $0 -4,129 -3.3% $0.000000 121,214 12 Aug 2021 Common Stock, $0.10 par value 4,129 $48.49 Direct F4
transaction BMY Option (right to buy) Options Exercise $0 -59,691 -100% $0.000000* 0 12 Aug 2021 Common Stock, $0.10 par value 59,691 $48.49 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired from options exercised in a net exercise and hold transaction with broker.
F2 59,691 shares were sold in an exercise and sell transaction, covering the exercise price and taxes in accordance with the broker's procedures. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $66.865 to $67.09, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F3 Based on a plan statement as of the end of the most recent fiscal quarter.
F4 All of the shares are currently exercisable.