David V. Elkins - Dec 2, 2021 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, Chief Financial Officer
Signature
/s/ Lisa A. Atkins, attorney-in-fact for David V. Elkins
Stock symbol
BMY
Transactions as of
Dec 2, 2021
Transactions value $
-$249,234
Form type
4
Date filed
12/6/2021, 05:27 PM
Previous filing
Aug 16, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +8.79K +10.99% $0.00 88.8K Dec 2, 2021 Direct F1
transaction BMY Common Stock, $0.10 par value Tax liability -$249K -4.5K -5.07% $55.41 84.3K Dec 2, 2021 Direct F2
holding BMY Common Stock, $0.10 par value 200 Dec 2, 2021 BMS Savings and Investment Program F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Restricted Stock Units Options Exercise $0 -8.79K -33.33% $0.00 17.6K Dec 2, 2021 Common Stock, $0.10 par value 8.79K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.
F2 Shares withheld for payment of taxes upon vesting of awards.
F3 Based on recent plan statement.
F4 Each restricted stock unit converts into one share of common stock upon vesting.