David V. Elkins - 01 Aug 2021 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, Chief Financial Officer
Signature
/s/ Lisa A. Atkins, attorney-in-fact for David V. Elkins
Issuer symbol
BMY
Transactions as of
01 Aug 2021
Net transactions value
-$1,610,962
Form type
4
Filing time
03 Aug 2021, 16:55:32 UTC
Next filing
16 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +46,403 +53% $0.000000 133,435 01 Aug 2021 Direct F1
transaction BMY Common Stock, $0.10 par value Tax liability $1,610,962 -23,736 -18% $67.87 109,699 01 Aug 2021 Direct F2
holding BMY Common Stock, $0.10 par value 198 01 Aug 2021 BMS Savings and Investment Program F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Restricted Stock Units Options Exercise $0 -46,403 -100% $0.000000* 0 01 Aug 2021 Common Stock, $0.10 par value 46,403 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units vest in three equal installments beginning on August 1, 2019.
F2 Shares withheld for payment of taxes upon vesting of restricted stock units.
F3 Based on a plan statement as of the end of the most recent fiscal quarter.
F4 Each restricted stock unit converts into one share of common stock upon vesting.