David V. Elkins - Aug 1, 2021 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, Chief Financial Officer
Signature
/s/ Lisa A. Atkins, attorney-in-fact for David V. Elkins
Stock symbol
BMY
Transactions as of
Aug 1, 2021
Transactions value $
-$1,610,962
Form type
4
Date filed
8/3/2021, 04:55 PM
Next filing
Aug 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +46.4K +53.32% $0.00 133K Aug 1, 2021 Direct F1
transaction BMY Common Stock, $0.10 par value Tax liability -$1.61M -23.7K -17.79% $67.87 110K Aug 1, 2021 Direct F2
holding BMY Common Stock, $0.10 par value 198 Aug 1, 2021 BMS Savings and Investment Program F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Restricted Stock Units Options Exercise $0 -46.4K -100% $0.00* 0 Aug 1, 2021 Common Stock, $0.10 par value 46.4K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units vest in three equal installments beginning on August 1, 2019.
F2 Shares withheld for payment of taxes upon vesting of restricted stock units.
F3 Based on a plan statement as of the end of the most recent fiscal quarter.
F4 Each restricted stock unit converts into one share of common stock upon vesting.