Frank Alan Lodzinski - 09 Nov 2022 Form 4 Insider Report for EARTHSTONE ENERGY INC

Role
Executive Chairman, Director
Signature
/s/ Frank A. Lodzinski
Issuer symbol
N/A
Transactions as of
09 Nov 2022
Net transactions value
-$707,738
Form type
4
Filing time
09 Nov 2022, 15:39:34 UTC
Previous filing
03 Oct 2022
Next filing
03 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTE Class A Common Stock Gift $0 -15,000 -9.1% $0.000000 150,357 09 Nov 2022 Direct F1
transaction ESTE Class A Common Stock Gift $0 +15,000 +3.4% $0.000000 454,076 09 Nov 2022 By Azure Energy, LLC F1, F2
transaction ESTE Class A Common Stock Sale $707,738 -45,690 -10% $15.49 408,386 09 Nov 2022 By Azure Energy, LLC F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the reporting person to Azure Energy, LLC.
F2 The reporting person disclaims beneficial ownership of any shares of the Registrant's Class A common stock held by Azure Energy, LLC, except to the extent of his pecuniary interest therein.
F3 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.24 to $15.82, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.