Frank Alan Lodzinski - 31 Dec 2022 Form 4 Insider Report for EARTHSTONE ENERGY INC

Role
Executive Chairman, Director
Signature
/s/ Frank A. Lodzinski
Issuer symbol
N/A
Transactions as of
31 Dec 2022
Net transactions value
-$33,327
Form type
4
Filing time
03 Jan 2023, 15:07:25 UTC
Previous filing
09 Nov 2022
Next filing
10 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTE Class A Common Stock Tax liability $33,327 -2,342 -1.6% $14.23 148,015 31 Dec 2022 Direct F1
holding ESTE Class A Common Stock 408,386 31 Dec 2022 By Azure Energy, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on December 31, 2022 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.
F2 The reporting person disclaims beneficial ownership of any shares of the Registrant's Class A common stock held by Azure Energy, LLC, except to the extent of his pecuniary interest therein.