Frank Alan Lodzinski - Sep 30, 2022 Form 4 Insider Report for EARTHSTONE ENERGY INC (ESTE)

Role
Executive Chairman, Director
Signature
/s/ Frank A. Lodzinski
Stock symbol
ESTE
Transactions as of
Sep 30, 2022
Transactions value $
-$28,596
Form type
4
Date filed
10/3/2022, 04:23 PM
Previous filing
Jul 15, 2022
Next filing
Nov 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTE Class A Common Stock Tax liability -$28.6K -2.34K -1.4% $12.21 165K Sep 30, 2022 Direct F1
holding ESTE Class A Common Stock 439K Sep 30, 2022 By Azure Energy, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on September 30, 2022 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.
F2 The reporting person disclaims beneficial ownership of any shares of the Registrant's Class A common stock held by Azure Energy, LLC, except to the extent of his pecuniary interest therein.