| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UNM | Common Stock | Sale | -$1M | -20K | -21.72% | $50.00 | 72.1K | Aug 3, 2023 | Direct | F1, F2, F3 |
| holding | UNM | Common Stock | 737 | Aug 3, 2023 | By 401(k) plan |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2023. |
| F2 | Includes 19,871 restricted stock units ("stock-settled RSUs"), 11,149 stock success units ("SSUs"), and 41,041 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| F3 | Beneficial ownership amount accounts for the exempt acquisition of 8.153 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4. |