Timothy Gerald Arnold - Feb 19, 2024 Form 4 Insider Report for Unum Group (UNM)

Signature
/s/ Jullienne, J. Paul, Attorney-in-Fact
Stock symbol
UNM
Transactions as of
Feb 19, 2024
Transactions value $
-$122,458
Form type
4
Date filed
2/21/2024, 06:38 PM
Previous filing
Aug 7, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNM Common Stock Tax liability -$122K -2.51K -3.49% $48.73 69.6K Feb 19, 2024 Direct F1, F2, F3
holding UNM Common Stock 750 Feb 19, 2024 By 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,491 SSUs (as defined in footnote (3) below), representing the second vesting tranche, or approximately one-third, of the SSUs originally granted on August 20, 2020, and the certification of the achievement of the performance metrics for the performance period from January 1, 2021 to December 31, 2023.
F2 Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 15.377 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.
F3 Includes 19,871 restricted stock units, 5,658 stock success units, and 44,034 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.