Timothy Gerald Arnold - Jun 2, 2023 Form 4 Insider Report for Unum Group (UNM)

Role
EVP, VB & President, Colonial
Signature
/s/ Jullienne, J. Paul, Attorney-in-Fact
Stock symbol
UNM
Transactions as of
Jun 2, 2023
Transactions value $
-$450,000
Form type
4
Date filed
6/6/2023, 05:43 PM
Previous filing
Jun 2, 2023
Next filing
Aug 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNM Common Stock Sale -$450K -10K -9.8% $45.00 92.1K Jun 2, 2023 Direct F1, F2
holding UNM Common Stock 733 Jun 2, 2023 By 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2023.
F2 Includes 19,871 restricted stock units ("stock-settled RSUs"), 11,149 stock success units ("SSUs"), and 61,033 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.