Timothy Gerald Arnold - May 31, 2023 Form 4 Insider Report for Unum Group (UNM)

Role
EVP, VB & President, Colonial
Signature
/s/ Jullienne, J. Paul, Attorney-in-Fact
Stock symbol
UNM
Transactions as of
May 31, 2023
Transactions value $
-$222,450
Form type
4
Date filed
6/2/2023, 05:43 PM
Previous filing
Mar 3, 2023
Next filing
Jun 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNM Common Stock Sale -$222K -5K -4.67% $44.49 102K May 31, 2023 Direct F1, F2, F3
holding UNM Common Stock 734 May 31, 2023 By 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2023.
F2 Includes 19,871 restricted stock units ("stock-settled RSUs"), 11,149 stock success units ("SSUs"), and 71,033 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3 Beneficial ownership amount accounts for the exempt acquisition of 8.427 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.