Michael Q. Simonds - 01 Mar 2023 Form 4 Insider Report for Unum Group (UNM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Mar 2023, 16:59:42 UTC
Prior SEC filing
22 Feb 2023
Next SEC filing
09 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jullienne, J. Paul, Attorney-in-Fact

Key filing fact

Michael Q. Simonds filed Form 4 for Unum Group (UNM) on 03 Mar 2023.

Key facts

  • This page summarizes Michael Q. Simonds's Form 4 filing for Unum Group (UNM).
  • 4 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 03 Mar 2023, 16:59.

Change

  • Previous filing in this sequence was filed on 22 Feb 2023.
  • Current net transaction value: -$628,274.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UNM transaction

Common Stock

Tax liability

Transaction value
$181,596
Shares
-3,985
Change %
-1.7%
Price
$45.57
Shares after
223,820
Date
01 Mar 2023
Ownership
Direct
Footnotes
F1, F2
UNM transaction

Common Stock

Tax liability

Transaction value
$207,845
Shares
-4,561
Change %
-2%
Price
$45.57
Shares after
219,259
Date
01 Mar 2023
Ownership
Direct
Footnotes
F3, F4
UNM transaction

Common Stock

Tax liability

Transaction value
$238,832
Shares
-5,241
Change %
-2.4%
Price
$45.57
Shares after
214,018
Date
01 Mar 2023
Ownership
Direct
Footnotes
F5, F6
UNM transaction

Common Stock

Award

Transaction value
$0
Shares
+26,070
Change %
+12%
Price
$0.000000
Shares after
240,088
Date
01 Mar 2023
Ownership
Direct
Footnotes
F7, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,985 stock-settled RSUs (as defined in footnote (2) below).

Footnote F2

Includes 56,683 restricted stock units, 31,217 stock success units, and 135,920 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Footnote F3

Shares withheld to satisfy tax withholding obligation applicable to the vesting of 10,282 stock-settled RSUs.

Footnote F4

Includes 46,401 stock-settled RSUs, 31,217 SSUs, and 141,641 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Footnote F5

Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,816 stock-settled RSUs.

Footnote F6

Includes 34,585 stock-settled RSUs, 31,217 SSUs, and 148,216 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Footnote F7

All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

Footnote F8

Includes 60,655 stock-settled RSUs, 31,217 SSUs, and 148,216 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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