Michael Q. Simonds - Mar 1, 2023 Form 4 Insider Report for Unum Group (UNM)

Role
EVP, Chief Operating Officer
Signature
/s/ Jullienne, J. Paul, Attorney-in-Fact
Stock symbol
UNM
Transactions as of
Mar 1, 2023
Transactions value $
-$628,274
Form type
4
Date filed
3/3/2023, 04:59 PM
Previous filing
Feb 22, 2023
Next filing
May 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNM Common Stock Tax liability -$182K -3.99K -1.75% $45.57 224K Mar 1, 2023 Direct F1, F2
transaction UNM Common Stock Tax liability -$208K -4.56K -2.04% $45.57 219K Mar 1, 2023 Direct F3, F4
transaction UNM Common Stock Tax liability -$239K -5.24K -2.39% $45.57 214K Mar 1, 2023 Direct F5, F6
transaction UNM Common Stock Award $0 +26.1K +12.18% $0.00 240K Mar 1, 2023 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,985 stock-settled RSUs (as defined in footnote (2) below).
F2 Includes 56,683 restricted stock units, 31,217 stock success units, and 135,920 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 10,282 stock-settled RSUs.
F4 Includes 46,401 stock-settled RSUs, 31,217 SSUs, and 141,641 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,816 stock-settled RSUs.
F6 Includes 34,585 stock-settled RSUs, 31,217 SSUs, and 148,216 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7 All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.
F8 Includes 60,655 stock-settled RSUs, 31,217 SSUs, and 148,216 shares of common stock. Fractional amounts have been rounded to the nearest whole number.