Michael Q. Simonds - 20 Feb 2023 Form 4 Insider Report for Unum Group (UNM)

Source evidence 5 source fields
Form type
4
Accepted by SEC
22 Feb 2023, 17:43:47 UTC
Previous filing
24 Mar 2022
Next filing
03 Mar 2023
SEC filing
View on sec.gov
Reporting owner 1 detail
Reporting owner signature
/s/ Jullienne, J. Paul, Attorney-in-Fact

Key filing fact

Michael Q. Simonds filed Form 4 for Unum Group (UNM) on 22 Feb 2023.

Key facts

  • This page summarizes Michael Q. Simonds's Form 4 filing for Unum Group (UNM).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 22 Feb 2023, 17:43.

Change

  • Previous filing in this sequence was filed on 24 Mar 2022.
  • Current net transaction value: -$905,474.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UNM transaction

Common Stock

Award

Transaction value
$0
Shares
+47,567
Change %
+24%
Price
$0.000000
Shares after
248,956
Date
20 Feb 2023
Ownership
Direct
Footnotes
F1, F2, F3
UNM transaction

Common Stock

Tax liability

Transaction value
$905,474
Shares
-21,151
Change %
-8.5%
Price
$42.81
Shares after
227,805
Date
20 Feb 2023
Ownership
Direct
Footnotes
F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022.

Footnote F2

Includes 65,668 restricted stock units, 31,217 stock success units, and 152,071 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Footnote F3

Beneficial ownership amount accounts for the exempt acquisition of 869.656 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Footnote F4

Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs.

Footnote F5

Includes 65,668 stock-settled RSUs, 31,217 SSUs, and 130,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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