Michael Q. Simonds - 05 May 2023 Form 4 Insider Report for Unum Group (UNM)

Role: EVP, Chief Operating Officer
Issuer symbol: UNM
Report date: 05 May 2023
Net transaction value: -$786,960
Form type: 4
Accepted by SEC: 09 May 2023, 17:39:50 UTC
Previous filing: 03 Mar 2023
Next filing: 26 Feb 2024
SEC filing: View on sec.gov
Reporting owner signature: /s/ Jullienne, J. Paul, Attorney-in-Fact

Key filing fact

Michael Q. Simonds filed Form 4 for Unum Group (UNM) on 09 May 2023.

Key facts

This page summarizes Michael Q. Simonds's Form 4 filing for Unum Group (UNM).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 09 May 2023, 17:39.

Change

Previous filing in this sequence was filed on 03 Mar 2023.
Current net transaction value: -$786,960.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UNM transaction

Common Stock

Sale

Transaction value: $786,960
Shares: -18,000
Change %: -7.5%
Price: $43.72
Shares after: 222,088
Date: 05 May 2023
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022.

Footnote F2

Includes 60,655 restricted stock units ("stock-settled RSUs"), 31,217 stock success units ("SSUs"), and 130,216 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.