| 09 Oct 2026, 12:55:19 UTC |
3 |
CIK 0001986694 |
Bradbury Capital Inc. |
Chong Seng Soon
CIK 0002131745
|
$0
|
06 Oct 2026 |
Director |
|
| 09 Oct 2026, 12:46:34 UTC |
4 |
FEAM |
5E Advanced Materials, Inc. |
Paul Wesley Weibel III
CIK 0001911537
|
$0
|
08 Oct 2026 |
Chief Executive Officer |
|
| 09 Oct 2026, 12:43:08 UTC |
4 |
ROCK |
GIBRALTAR INDUSTRIES, INC. |
Manish H. Shah
CIK 0001849123
|
$0
|
09 Oct 2026 |
Director |
|
| 09 Oct 2026, 12:38:58 UTC |
4/A |
SMG |
SCOTTS MIRACLE-GRO CO |
Mark J. Scheiwer
CIK 0001830165
|
$0
|
02 Oct 2026 |
EVP, CFO & CAO |
|
| 09 Oct 2026, 12:16:48 UTC |
3 |
CIK 0002136418 |
SLR Secured Specialty Lending Fund |
Steven Hochberg
CIK 0001034123
|
$0
|
12 Sep 2026 |
Director |
|
| 09 Oct 2026, 12:14:37 UTC |
3 |
CIK 0002136418 |
SLR Secured Specialty Lending Fund |
SLR Secured Lending Partners, LLC
CIK 0002136417
|
$0
|
12 Sep 2026 |
Adviser, 10%+ Owner |
|
| 09 Oct 2026, 12:11:47 UTC |
3 |
CIK 0002136418 |
SLR Secured Specialty Lending Fund |
Shiraz Kajee
CIK 0001591497
|
$0
|
12 Sep 2026 |
CFO & Treasurer |
|
| 09 Oct 2026, 12:09:39 UTC |
3 |
CIK 0002136418 |
SLR Secured Specialty Lending Fund |
Michael S. Gross
CIK 0001186884
|
$0
|
12 Sep 2026 |
Pres. & Co-Chief Exec. Off., Director |
|
| 09 Oct 2026, 12:09:30 UTC |
4 |
CIK 0001937073 |
Calamos Aksia Alternative Credit & Income Fund |
Aksia LLC
CIK 0001939932
|
$0
|
02 Jan 2026 |
Sub-Advisor to Issuer |
|
| 09 Oct 2026, 12:07:53 UTC |
4 |
CIK 0002063706 |
Calamos Aksia Hedged Strategies Fund |
Aksia LLC
CIK 0001939932
|
$0
|
02 Jan 2026 |
Sub-Advisor to Issuer |
|
| 09 Oct 2026, 12:06:44 UTC |
3 |
CIK 0002136418 |
SLR Secured Specialty Lending Fund |
Leonard Potter
CIK 0001476217
|
$0
|
12 Sep 2026 |
Director |
|
| 09 Oct 2026, 12:06:11 UTC |
4 |
CIK 0002047442 |
Calamos Aksia Private Equity & Alternatives Fund |
Aksia LLC
CIK 0001939932
|
$0
|
02 Jan 2026 |
Sub-Advisor to Issuer |
|
| 09 Oct 2026, 12:05:25 UTC |
3 |
CIK 0002136418 |
SLR Secured Specialty Lending Fund |
Guy Talarico
CIK 0001450808
|
$0
|
12 Sep 2026 |
CCO & Secretary |
|
| 09 Oct 2026, 12:03:36 UTC |
3 |
CIK 0002136418 |
SLR Secured Specialty Lending Fund |
David Wachter
CIK 0001474685
|
$0
|
12 Sep 2026 |
Director |
|
| 09 Oct 2026, 12:01:34 UTC |
3 |
CIK 0002136418 |
SLR Secured Specialty Lending Fund |
Bruce J. Spohler
CIK 0001240586
|
$0
|
12 Sep 2026 |
COO & Co-Chief Executive Off., Director |
|
| 09 Oct 2026, 12:01:01 UTC |
3 |
CIK 0001937073 |
Calamos Aksia Alternative Credit & Income Fund |
Aksia LLC
CIK 0001939932
|
$0
|
16 May 2023 |
Sub-Advisor to Issuer |
|
| 09 Oct 2026, 11:59:23 UTC |
3 |
CIK 0002136418 |
SLR Secured Specialty Lending Fund |
Andrea C. Roberts
CIK 0001990489
|
$0
|
12 Sep 2026 |
Director |
|
| 09 Oct 2026, 11:59:01 UTC |
3 |
CIK 0002063706 |
Calamos Aksia Hedged Strategies Fund |
Aksia LLC
CIK 0001939932
|
$0
|
16 Sep 2025 |
Sub-Advisor to Issuer |
|
| 09 Oct 2026, 11:57:31 UTC |
3 |
CIK 0002047442 |
Calamos Aksia Private Equity & Alternatives Fund |
Aksia LLC
CIK 0001939932
|
$0
|
26 Jun 2025 |
Sub-Advisor to Issuer |
|
| 09 Oct 2026, 11:29:54 UTC |
4 |
QTEX |
QTREX Quantum Ltd. |
Dagi Ben-Noon
CIK 0001911928
|
+$30,362
|
09 Oct 2026 |
Chief Executive Officer, Director |
|
| 09 Oct 2026, 11:17:37 UTC |
4 |
WEC |
WEC ENERGY GROUP, INC. |
Danny L. Cunningham
CIK 0001671078
|
$0
|
07 Oct 2026 |
Director |
|
| 09 Oct 2026, 11:16:20 UTC |
4 |
WEC |
WEC ENERGY GROUP, INC. |
Thomas K. Lane
CIK 0001558300
|
$0
|
07 Oct 2026 |
Director |
|
| 09 Oct 2026, 11:15:22 UTC |
4 |
WEC |
WEC ENERGY GROUP, INC. |
Mary Ellen Stanek
CIK 0001241250
|
$0
|
07 Oct 2026 |
Director |
|
| 09 Oct 2026, 11:10:10 UTC |
3/A |
AVBC |
Avidia Bancorp, Inc. |
Michael Neil Flanigan
CIK 0002076313
|
$0
|
31 Jul 2025 |
Director |
|
| 09 Oct 2026, 10:51:36 UTC |
4 |
AVBC |
Avidia Bancorp, Inc. |
Michael Neil Flanigan
CIK 0002076313
|
-$111,688
|
18 Sep 2026 |
Director |
|
| 09 Oct 2026, 10:30:06 UTC |
4 |
CIK 0001771514 |
ExchangeRight Income Fund |
Warren Thomas
CIK 0001982216
|
$0
|
08 Oct 2026 |
Director |
|
| 09 Oct 2026, 10:30:05 UTC |
4 |
CIK 0001771514 |
ExchangeRight Income Fund |
Joshua Ungerecht
CIK 0001982217
|
$0
|
08 Oct 2026 |
Director |
|
| 09 Oct 2026, 10:30:03 UTC |
4 |
CIK 0001771514 |
ExchangeRight Income Fund |
David Allan Fisher
CIK 0001981410
|
$0
|
08 Oct 2026 |
Director |
|
| 09 Oct 2026, 10:07:28 UTC |
3 |
KLXE |
KLX Energy Services Holdings, Inc. |
WHITEBOX ADVISORS LLC
CIK 0001257391
|
$0
|
29 Sep 2026 |
10%+ Owner |
|
| 09 Oct 2026, 10:04:55 UTC |
4 |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Saba Capital Management, L.P.
CIK 0001510281
|
-$355,376
|
07 Oct 2026 |
10%+ Owner |
|
| 09 Oct 2026, 10:03:27 UTC |
4 |
PDX |
PIMCO Dynamic Income Strategy Fund |
Saba Capital Management, L.P.
CIK 0001510281
|
-$74,815
|
07 Oct 2026 |
10%+ Owner |
|
| 09 Oct 2026, 10:01:55 UTC |
4 |
GRX |
Gabelli Healthcare & WellnessRx Trust |
Saba Capital Management, L.P.
CIK 0001510281
|
+$27,866
|
07 Oct 2026 |
10%+ Owner |
|
| 09 Oct 2026, 10:00:24 UTC |
4 |
BBD |
BANK BRADESCO |
Rubens Aguiar Alvarez
CIK 0002126531
|
$0
|
01 Sep 2026 |
Director |
|
| 09 Oct 2026, 10:00:03 UTC |
3 |
SMJF |
SMJ International Holdings Inc. |
AiLian Li
CIK 0002150229
|
$0
|
01 Oct 2026 |
CFO, Director |
|
| 09 Oct 2026, 09:59:25 UTC |
4 |
ECF |
ELLSWORTH GROWTH & INCOME FUND LTD |
Saba Capital Management, L.P.
CIK 0001510281
|
+$210,050
|
07 Oct 2026 |
10%+ Owner |
|
| 09 Oct 2026, 09:57:47 UTC |
4 |
GF |
NEW GERMANY FUND INC |
Saba Capital Management, L.P.
CIK 0001510281
|
+$12,670
|
07 Oct 2026 |
10%+ Owner |
|
| 09 Oct 2026, 09:57:27 UTC |
3 |
GWLL |
GOLDENWELL BIOTECH, INC. |
Ming Zhou
CIK 0002153027
|
$0
|
08 Oct 2026 |
Director, 10%+ Owner |
|
| 09 Oct 2026, 09:46:36 UTC |
4 |
AXIAY |
AXIA Energia S.A. |
Pedro Batista de Lima Filho
CIK 0002121444
|
-$9,625,500
|
07 Oct 2026 |
Director |
|
| 09 Oct 2026, 09:43:09 UTC |
4 |
PRTA |
PROTHENA CORP PUBLIC LTD CO |
William P. Scully
CIK 0001045463
|
+$1,821,054
|
07 Oct 2026 |
10%+ Owner |
|
| 09 Oct 2026, 09:39:07 UTC |
3 |
IVAI |
Ives Ultra AI Opportunities Inc. |
Dan Ives
CIK 0002159384
|
$0
|
29 Sep 2026 |
Other* |
|
| 09 Oct 2026, 09:28:27 UTC |
3 |
MPB |
MID PENN BANCORP INC |
Christopher Nestore
CIK 0002159322
|
$0
|
07 Oct 2026 |
Chief Risk Officer |
|
| 09 Oct 2026, 09:16:23 UTC |
4/A |
OPNW |
OpenWorld, Inc. |
Gerard Albert Palana Hernandez
CIK 0002149532
|
$0
|
30 Sep 2026 |
Chief Accounting Officer |
|
| 09 Oct 2026, 09:15:19 UTC |
4/A |
OPNW |
OpenWorld, Inc. |
Russel Harold McMeekin
CIK 0002147972
|
$0
|
30 Sep 2026 |
Global Corporate President |
|
| 09 Oct 2026, 09:15:16 UTC |
4 |
UXIN |
Uxin Ltd |
Dai Kun
CIK 0001764279
|
+$13,333
|
08 Oct 2026 |
Chief Executive Officer, Director |
|
| 09 Oct 2026, 08:35:48 UTC |
3 |
MMM |
3M CO |
Tushar A. Kshirsagar
CIK 0002155918
|
$0
|
01 Oct 2026 |
EVP Chief Tech Officer |
|
| 09 Oct 2026, 08:08:37 UTC |
3 |
ACIU |
AC Immune SA |
Thomas Graney
CIK 0001618275
|
$0
|
02 Oct 2026 |
Director |
|
| 09 Oct 2026, 08:01:30 UTC |
4 |
AGMB |
AgomAb Therapeutics NV |
David R. Epstein
CIK 0001445826
|
+$44,500
|
08 Oct 2026 |
Director |
|
| 09 Oct 2026, 07:58:01 UTC |
4 |
VIOT |
Viomi Technology Co., Ltd |
Xiaoping Chen
CIK 0001765212
|
$0
|
08 Oct 2026 |
Chief Executive Officer, Director, 10%+ Owner |
|
| 09 Oct 2026, 06:48:48 UTC |
3 |
VIOT |
Viomi Technology Co., Ltd |
Xinlang Yu
CIK 0002157572
|
$0
|
09 Oct 2026 |
Director |
|
| 09 Oct 2026, 06:30:03 UTC |
4 |
GGR |
Gogoro Inc. |
Chung-Yao Yin
CIK 0001916103
|
+$35,114,298
|
07 Oct 2026 |
Director |
|