| Sym | Weight | Trade Impact | Company | Class | Share Change | Activity | Value Change $ | Value $ | * Price $ | Shares | Principal |
|---|
| Name | Title | City, State | Date |
|---|---|---|---|
| Robert J. Guldner | Chief Compliance Officer of Affiliated RIAs | Jersey City, New Jersey | 15 May 2020 |
| Num | Name | Location | File Number |
|---|---|---|---|
| 1 | OSAIC WEALTH, INC. | Scottsdale, AZ | |
| 2 | SAGEPOINT FINANCIAL, INC. | Phoenix, AZ | |
| 6 | FSC SECURITES, INC. | Atlanta, GA | |
| 8 | WOODBURY FINANCIAL SERVICES, INC. | Oakdale, MN | |
| 99 | VISION2020 WEALTH MANAGEMENT CORP. | Phoenix, AZ | |
| 11 | SECURITIES AMERICA ADVISORS INC | La Vista, NE | |
| 12 | LADENBURG THALMANN ASSET MANAGEMENT | New York, NY | |
| 13 | KMS FINANCIAL SERVICES, INC | Seattle, WA | |
| 14 | ARBOR POINT ADVISORS, LLC | La Vista, NE | |
| 15 | SSN Advisory, Inc. | Knoxville, TN | |
| 16 | Osaic Advisory Services, LLC | Atlanta, GA | |
| 17 | TRIAD ADVISORS, LLC | Atlanta, GA | |
| 18 | INVESTACORP ADVISORY SERVICES, INC. | Miami, FL |