OSAIC HOLDINGS, INC.

Q1 2020 13F Holdings Report, Stock Holdings

Signature - Title
Iryna Northrip - SVP
Location
Scottsdale, AZ
Holdings as of
March 31, 2020
Value $
$23.4B
Num holdings
8,012
Date filed
5/15/2020, 06:05 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Next filing
Q2 2020 - Aug 14, 2020
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert J. Guldner Chief Compliance Officer of Affiliated RIAs Jersey City, New Jersey 5/15/2020

Other Included Managers (13):

Num Name Location File Number
1 ROYAL ALLIANCE ASSOCIATES INC
2 SAGEPOINT FINANCIAL, INC.
6 FSC SECURITES, INC.
8 WOODBURY FINANCIAL SERVICES, INC.
99 Vision2020 Wealth Management Copr.
11 SECURITIES AMERICA ADVISORS INC
12 LADENBURG THALMANN ASSET MANAGEMENT New York, NY
13 KMS FINANCIAL SERVICES, INC
14 ARBOR POINT ADVISORS, LLC La Vista, NE
15 SSN Advisory, Inc.
16 Osaic Advisory Services, LLC Atlanta, GA
17 Triad Advisors, LLC
18 Investacorp Advisory Services, Inc.