OSAIC HOLDINGS, INC.

Q2 2020 13F Holdings Report, Stock Holdings

Signature - Title
Iryna Northrip - SVP
Location
Scottsdale, AZ
Holdings as of
June 30, 2020
Value $
$29.7B
Num holdings
6,908
Date filed
8/14/2020, 09:08 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2020 - May 18, 2020
Next filing
Q3 2020 - Nov 12, 2020
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q2 compared to 2020 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert J Guldner Chief Compliance Officer Jersey City, New Jersey 8/14/2020

Other Included Managers (13):

Num Name Location File Number
1 ROYAL ALLIANCE ASSOCIATES, INC.
2 SAGEPOINT FINANCIAL, INC.
6 FSC SECURITES, INC.
8 WOODBURY FINANCIAL SERVICES, INC.
99 VISION2020 WEALTH MANAGEMENT CORP.
11 SECURITIES AMERICA ADVISORS INC
12 LADENBURG THALMANN ASSET MANAGEMENT New York, NY
13 KMS FINANCIAL SERVICES, INC
14 ARBOR POINT ADVISORS, LLC La Vista, NE
15 SSN Advisory, Inc.
16 Osaic Advisory Services, LLC Atlanta, GA
17 TRIAD ADVISORS, LLC
18 INVESTACORP ADVISORY SERVICES, INC.