Name | Title | City, State | Date |
---|---|---|---|
Robert J Guldner | Chief Compliance Officer | Jersey City, New Jersey | 8/14/2020 |
Num | Name | Location | File Number |
---|---|---|---|
1 | Osaic Wealth, Inc. | Scottsdale, AZ | |
2 | Sagepoint Financial, Inc. | Phoenix, AZ | |
6 | Fsc Securites, Inc. | Atlanta, GA | |
8 | Woodbury Financial Services, Inc. | Oakdale, MN | |
99 | Vision2020 Wealth Management Corp. | Phoenix, AZ | |
11 | Securities America Advisors Inc | La Vista, NE | |
12 | Ladenburg Thalmann Asset Management | New York, NY | |
13 | Kms Financial Services, Inc | Seattle, WA | |
14 | Arbor Point Advisors, Llc | La Vista, NE | |
15 | SSN Advisory, Inc. | Knoxville, TN | |
16 | Osaic Advisory Services, LLC | Atlanta, GA | |
17 | Triad Advisors, Llc | Atlanta, GA | |
18 | Investacorp Advisory Services, Inc. | Miami, FL |