Name | Title | City, State | Date |
---|---|---|---|
Robert J. Guldner | Chief Compliance Officer of Affiliated RIAs | Jersey City, New Jersey | 5/15/2020 |
Num | Name | Location | File Number |
---|---|---|---|
1 | ROYAL ALLIANCE ASSOCIATES INC | ||
2 | SAGEPOINT FINANCIAL, INC. | ||
6 | FSC SECURITES, INC. | ||
8 | WOODBURY FINANCIAL SERVICES, INC. | ||
99 | Vision2020 Wealth Management Copr. | ||
11 | SECURITIES AMERICA ADVISORS INC | ||
12 | LADENBURG THALMANN ASSET MANAGEMENT | New York, NY | |
13 | KMS FINANCIAL SERVICES, INC | ||
14 | Arbor Point Advisors, LLC | ||
15 | SSN Advisory, Inc. | ||
16 | Osaic Advisory Services, LLC | Atlanta, GA | |
17 | Triad Advisors, LLC | ||
18 | Investacorp Advisory Services, Inc. |