Osaic Holdings, Inc.

Q1 2020 13F Holdings Report, Options Holdings

Signature - Title
Robert J. Guldner - Chief Compliance Officer of Affiliated RIAs
Location
Scottsdale, AZ
Options holdings as of
March 31, 2020
Notional value $
$389K
Number of holdings
110
Date filed
5/15/2020, 06:05 PM
Description
All US holdings of this investor are reported in this report.
Stock holdings
Showing options holdings, see here for stock holdings
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert J. Guldner Chief Compliance Officer of Affiliated RIAs Jersey City, New Jersey 5/15/2020

Other Included Managers (13):

Num Name Location File Number
1 Osaic Wealth, Inc. Scottsdale, AZ
2 Sagepoint Financial, Inc. Phoenix, AZ
6 Fsc Securites, Inc. Atlanta, GA
8 Woodbury Financial Services, Inc. Oakdale, MN
99 Vision2020 Wealth Management Corp. Phoenix, AZ
11 Securities America Advisors Inc La Vista, NE
12 Ladenburg Thalmann Asset Management New York, NY
13 Kms Financial Services, Inc Seattle, WA
14 Arbor Point Advisors, Llc La Vista, NE
15 SSN Advisory, Inc. Knoxville, TN
16 Osaic Advisory Services, LLC Atlanta, GA
17 Triad Advisors, Llc Atlanta, GA
18 Investacorp Advisory Services, Inc. Miami, FL