CWM, LLC

Q4 2020 13F Holdings Report, Restatement, Options Holdings

Signature - Title
Dani Hampton - Compliance Manager
Location
Omaha, NE
Options holdings as of
31 Dec 2020
Notional value
$6,000
Number of holdings
42
Filing time
15 Sep 2021, 14:21:44 UTC
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2020 - 15 Sep 2021
Next filing
Q1 2021 - 15 Sep 2021
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2020 Q4 - Restatement compared to 2020 Q3 - Restatement by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Dani Hampton Compliance Manager Omaha, Nebraska 14 Sep 2021

Other Included Managers (1):

Num Name Location File Number
1 Carson Group Investing, LLC Omaha, NE 028-21365