CWM, LLC
Q1 2021 13F Holdings Report, Restatement, Options Holdings
- Signature - Title
- Dani Hampton - Compliance Manager
- Location
- Omaha, NE
- Options holdings as of
- 31 Mar 2021
- Notional value
- $0
- Number of holdings
- 42
- Filing time
- 15 Sep 2021, 14:28:30 UTC
- Description
- All US holdings of this investor are reported in this report.
- Previous filing
- Q4 2020 - 15 Sep 2021
- Next filing
- Q2 2021 - 15 Sep 2021
- Stock holdings
- Showing options holdings, see here for stock holdings
CWM, LLC Q1 2021 Portfolio
| Sym | Company | Class | Option | Share Change | Activity | * Price $ | Shares | Notional Value |
|---|
Filing 2021 Q1 - Restatement compared to 2020 Q4 - Restatement by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
| Name | Title | City, State | Date |
|---|---|---|---|
| Dani Hampton | Compliance Manager | Omaha, Nebraska | 14 Sep 2021 |
Other Included Managers (1):
| Num | Name | Location | File Number |
|---|---|---|---|
| 1 | Carson Group Investing, LLC | Omaha, NE | 028-21365 |