CWM, LLC

Q3 2020 13F Holdings Report, Restatement, Options Holdings

Signature - Title
James Clements - Chief Compliance Officer
Location
Omaha, NE
Options holdings as of
September 30, 2020
Options notional value $
$15K
Number of options holdings
6
Date filed
9/15/2021, 02:15 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2020 - Sep 15, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Our algorithm has found invalid data in this filing
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2020 Q3 - Restatement compared to 2020 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Dani Hampton Compliance Manager Omaha, Nebraska 9/14/2021

Other Included Managers (1):

Num Name File Number
1 Carson Group Investing, LLC 028-21365