Mariner, LLC

Q4 2015 13F Combination Report, Stock Holdings

Signature - Title
Anne J. Dorian - Senior Vice President, Regulatory Compliance
Location
Overland Park, KS
Holdings as of
31 Dec 2015
Value $
$1,558,738,000
Num holdings
473
Filing time
12 Feb 2016, 17:32:37 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included IVV, PG, VNQ, BIDU, and EFA.
Previous filing
Q3 2015 - 16 Nov 2015
Next filing
Q1 2016 - 13 May 2016
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q4 compared to 2015 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Anne J. Dorian Senior Vice President, Regulatory Compliance Leawood, Kansas 12 Jan 2016

List of Other Managers Reporting for Mariner, LLC:

Name Holdings Value Location File Number
Mariner Wealth Advisors-Cincinnati, LLC $1,812,369,000 Cincinnati, OH 028-15092
Vantage Investment Advisors, LLC $474,871,000 State College, PA 028-15831

Other Included Managers (4):

Num Name Location File Number
2 MARINER WEALTH ADVISORS-OKLAHOMA, LLC Overland Park, KS 028-16242
3 Mariner Wealth Advisors-Madison, LLC Overland Park, KS 028-10221
4 Mariner Wealth Advisors - Leawood, LLC Overland Park, KS 028-16909
5 Mariner Wealth Advisors-NYC, LLC Overland Park, KS 028-16888