Mariner, LLC

Q4 2015 13F Combination Report, Options Holdings

Signature - Title
Anne J. Dorian - Senior Vice President, Regulatory Compliance
Location
Overland Park, KS
Options holdings as of
31 Dec 2015
Notional value $
$0
Number of holdings
1
Filing time
12 Feb 2016, 17:32:37 UTC
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2015 - 16 Nov 2015
Next filing
Q1 2016 - 13 May 2016
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2015 Q4 compared to 2015 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Anne J. Dorian Senior Vice President, Regulatory Compliance Leawood, Kansas 12 Jan 2016

List of Other Managers Reporting for Mariner, LLC:

Name Holdings Value Location File Number
Mariner Wealth Advisors-Cincinnati, LLC $1.81B Cincinnati, OH 028-15092
Vantage Investment Advisors, LLC $475M State College, PA 028-15831

Other Included Managers (4):

Num Name Location File Number
2 MARINER WEALTH ADVISORS-OKLAHOMA, LLC Overland Park, KS 028-16242
3 Mariner Wealth Advisors-Madison, LLC Overland Park, KS 028-10221
4 Mariner Wealth Advisors - Leawood, LLC Overland Park, KS 028-16909
5 Mariner Wealth Advisors-NYC, LLC Overland Park, KS 028-16888