Mariner, LLC

Q4 2015 13F Combination Report, Options Holdings

Signature - Title
Anne Dorian - General Counsel and Chief Compliance Officer
Location
Overland Park, KS
Options holdings as of
December 31, 2015
Notional value $
$0
Number of holdings
1
Date filed
2/12/2016, 05:32 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2015 - Nov 16, 2015
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2015 Q4 compared to 2015 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Anne J. Dorian Senior Vice President, Regulatory Compliance Leawood, Kansas 1/12/2016

Other Included Managers (4):

Num Name Location File Number
2 Mariner Weaalth Advisors-Oklahoma, LLC 028-16242
3 Mariner Weaalth Advisors-Madison, LLC 028-10221
4 Mariner Weaalth Advisors-Leawood, LLC 028-16909
5 Mariner Weaalth Advisors-NYC, LLC 028-16888