Mariner, LLC

Q1 2016 13F Combination Report, Stock Holdings

Signature - Title
Anne Dorian - General Counsel and Chief Compliance Officer
Location
Overland Park, KS
Holdings as of
March 31, 2016
Value $
$1.68B
Num holdings
531
Date filed
5/13/2016, 12:29 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2015 - Feb 16, 2016
Next filing
Q2 2016 - Aug 12, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q1 compared to 2015 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Anne J. Dorian Senior Vice President, Regulatory Compliance Leawood, Kansas 5/12/2016

Other Included Managers (4):

Num Name Location File Number
2 MARINER WEALTH ADVISORS-OKLAHOMA, LLC 028-16242
3 Mariner Wealth Advisors-Madison, LLC 028-10221
4 Mariner Wealth Advisors - Leawood, LLC 028-16909
5 Mariner Wealth Advisors-NYC, LLC 028-16888