Ground Swell Capital, LLC

Q3 2014 13F Holdings Report, Restatement, Options Holdings

Signature - Title
Joey Foxhall - Chief Compliance Officer
Location
Folly Beach, SC
Options holdings as of
September 30, 2014
Notional value $
$0
Number of holdings
0
Date filed
2/5/2015, 11:00 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2014 - Feb 5, 2015
Stock holdings
Showing options holdings, see here for stock holdings

Ground Swell Capital, LLC didn't report any options holdings as of Q3 2014. Check stock holdings.

Filing 2014 Q3 - Restatement compared to 2014 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Joey Foxhall Chief Compliance Officer Folly Beach, South Carolina 1/29/2015

The Manager is filing this amendment for the following: (A) to amend reported holdings market value previously overstated by market values not being rounded to the nearest one thousand dollars in the original filing; and (B) to give notice that the Manager never had investment discretion of $100 million or more in 13F securities. The original Form 13F-HR filed on 11/06/14 for period ending 09/30/14 was filed in error; therefore, the Manager will not be filing future Form 13F filings until the Manager has reached investment discretion of $100 million or more in 13F securities.