Ground Swell Capital, LLC

Q2 2014 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Joey Foxhall - Chief Compliance Officer
Location
Folly Beach, SC
Holdings as of
June 30, 2014
Value $
$51.3M
Num holdings
1,988
Date filed
2/5/2015, 10:59 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Next filing
Q3 2014 - Feb 5, 2015
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Joey Foxhall Chief Compliance Officer Folly Beach, South Carolina 1/26/2015

The Manager is filing this amendment for the following: (A) to report holdings not previously reported in the original filing; (B) to amend reported holdings market value previously overstated by market values not being rounded to the nearest one thousand dollars in the original filing; and (C) to give notice that the Manager never had investment discretion of $100 million or more in 13F securities. The original Form 13F-HR filed on 08/14/14 for period ending 06/30/14 was filed in error; therefore, the Manager will not be filing future Form 13F filings until the Manager has reached investment discretion of $100 million or more in 13F securities.