B. Riley Securities, Inc.

Q3 2023 13F Notice

Signature - Title
Michael Markunas - Chief Compliance Officer
Location
Los Angeles
Holdings as of
September 30, 2023
Num holdings
0
Date filed
11/13/2023, 05:00 PM
Description
No holdings are reported in this report, and all US holdings are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2022 - Feb 7, 2023

B. Riley Securities, Inc. didn't report any stock holdings as of Q3 2023.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael Markunas Chief Compliance Officer Los Angeles, California 11/13/2023

B. Riley Financial, Inc. is reporting for B. Riley Securities, Inc.:

Name Holdings Value Location File Number
B. Riley Financial, Inc. $150M Los Angeles, CA 028-17148