B. Riley Securities, Inc.

Q4 2022 13F Holdings Report, Stock Holdings

Signature - Title
Michael Markunas - Chief Compliance Officer
Location
Los Angeles, CA
Holdings as of
December 31, 2022
Value $
$460M
Num holdings
66
Date filed
2/7/2023, 05:00 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Bryant R. Riley Co-Chief Executive Officer Los Angeles, California 2/7/2023

B. Riley Financial, Inc. is reporting for B. Riley Securities, Inc.:

Name Holdings Value Location File Number
B. Riley Financial, Inc. $150M Los Angeles, CA 028-17148

Other Included Managers (1):

Num Name Location File Number
1 B. Riley Securities, Inc. 028-14034