Claraphi Advisory Network, LLC

Q2 2019 13F Combination Report, Stock Holdings

Signature - Title
Maureen Maloney - Chief Compliance Officer
Location
Aliso Viejo, US
Holdings as of
June 30, 2019
Value $
$171M
Num holdings
246
Date filed
7/29/2019, 04:21 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included ARKK, AAPL, IBDK, CWB, and BXMX.
Previous filing
Q1 2019 - May 13, 2019
Next filing
Q3 2019 - Nov 8, 2019
SEC
View on sec.gov
Filing 2019 Q2 compared to 2019 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Maureen Maloney Chief Compliance Officer Laguna Hills, California 7/29/2019

List of Other Managers Reporting for Claraphi Advisory Network, LLC:

Name Holdings Value Location File Number
Congress Asset Management Co $13.4B Boston, MA 028-03434
Windward Capital Management Co /Ca $1.16B Los Angeles, CA 028-11829
Howard Capital Management $891M New York, NY 028-07476
Horizon Investment Services, LLC $206M Hammond, IN 028-12835
Uniplan Investment Counsel, Inc. $1.03B Milwaukee, WI 028-16961
Sterling Global Strategies LLC $18M Carlsbad, CA 028-16629
Elite Wealth Management, Inc. $348M Kirkland, WA 028-17534
Donoghue Forlines LLC $315M Boston, MA 028-18145

Other Included Managers (9):

Num Name Location File Number
1 Congress Asset Management Co Boston, MA 028-03434
2 Windward Capital Management Co /Ca Los Angeles, CA 028-11829
3 NED DAVIS RESEARCH 028-10397
4 Horizon Investment Services, LLC Hammond, IN 028-12835
6 Uniplan Investment Counsel, Inc. Milwaukee, WI 028-16961
7 Donoghue Forlines LLC Boston, MA 028-18145
8 Howard Capital Management New York, NY 028-07476
9 Sterling Global Strategies LLC Carlsbad, CA 028-16629
10 Elite Wealth Management, Inc. Kirkland, WA 028-17534