Claraphi Advisory Network, LLC

Q1 2019 13F Combination Report, Stock Holdings

Signature - Title: Mark Roth - Chief Compliance Officer
Location: Aliso Viejo, US
Holdings as of: March 31, 2019
Value $: $159M
Num holdings: 237
Date filed: 5/13/2019, 01:41 PM
Form type: 13F-HR
Description: A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included ARKK, IBDK, CWB, AAPL, and BDJ.
Previous filing: Q4 2018 - Feb 12, 2019
Next filing: Q2 2019 - Jul 29, 2019
SEC: View on sec.gov

Sym	Weight	Trade Impact	Company	Class	Shares Change	Activity	Value Change $	Value $	* Price $	Shares
ARKK	10.7%	+3.97%	Ark Etf Tr	INNOVATION ETF	+135K	+59.1%	+$6.33M	$17M	46.73	364K
IBDK	5.97%	+5.97%	Ishares Tr	IBONDS DEC19 ETF	+383K	NEW	+$9.52M	$9.52M	24.86	383K
CWB	5.38%	-3.04%	Spdr Series Trust	BLMBRG BRC CNVRT	-92.8K	-36.1%	-$4.85M	$8.59M	52.25	164K
AAPL	4.14%	+0.06%	Apple Inc	COM	+504	+1.47%	+$95.7K	$6.6M	189.92	34.8K
BDJ	2.08%	+0.51%	Blackrock Enhanced Eqt Div T	COM	+95K	+32.4%	+$812K	$3.32M	8.55	388K
BXMX	1.98%	+0.92%	Nuveen S&P 500 Buy Write Inc	COM	+111K	+85.9%	+$1.46M	$3.17M	13.20	240K
XSLV	1.56%	+1.34%	Invesco Exchng Traded Fd Tr	S&P SMLCP LOW	+45.6K	+622.2%	+$2.14M	$2.48M	46.95	52.9K
JNJ	1.34%	-0.08%	Johnson & Johnson	COM	-866	-5.38%	-$121K	$2.13M	139.82	15.2K
AMZN	1.27%	-0.27%	Amazon Com Inc	COM	-238	-17.3%	-$424K	$2.03M	1,780.70	1.14K
MPW	1.15%	+0.17%	Medical Pptys Trust Inc	COM	+14.4K	+17%	+$267K	$1.84M	18.51	99.4K
SHY	1.12%	-0.07%	Ishares Tr	1 3 YR TREAS BD	-1.36K	-6%	-$114K	$1.78M	84.10	21.2K
T	1.07%	-0.02%	At&T Inc	COM	-900	-1.63%	-$28.2K	$1.7M	31.36	54.3K
BAC	1.01%	-0.01%	Bank Amer Corp	COM	-726	-1.23%	-$20K	$1.61M	27.59	58.3K
META	1%	-0.25%	Facebook Inc	CL A	-2.36K	-19.8%	-$394K	$1.6M	166.75	9.6K
JPM	1%	-0.12%	Jpmorgan Chase & Co	COM	-1.86K	-10.6%	-$189K	$1.6M	101.24	15.8K
MSFT	0.98%	-0.09%	Microsoft Corp	COM	-1.24K	-8.54%	-$146K	$1.56M	117.92	13.3K
CVX	0.97%	+0%	Chevron Corp New	COM	+14	+0.11%	+$1.73K	$1.55M	123.18	12.6K
EOI	0.88%	-0.46%	Eaton Vance Enhanced Eq Inc	COM	-50.7K	-34.2%	-$728K	$1.4M	14.36	97.6K
AMRN	0.83%	-0.03%	Amarin Corp Plc	SPONS ADR NEW	-2.22K	-3.37%	-$46.1K	$1.32M	20.76	63.7K
TIP	0.74%	-0.01%	Ishares Tr	TIPS BD ETF	-109	-1.03%	-$12.3K	$1.18M	113.06	10.4K
CAT	0.73%	+0.03%	Caterpillar Inc Del	COM	+400	+4.89%	+$54.2K	$1.16M	135.41	8.57K
QTEC	0.72%	-0.05%	First Tr Nasdaq100 Tech Inde	SHS	-1.05K	-7.02%	-$86.7K	$1.15M	82.36	14K
FDN	0.71%	-0.04%	First Tr Exchange Traded Fd	DJ INTERNT IDX	-404	-4.7%	-$56.1K	$1.14M	138.95	8.19K
PM	0.69%	-0.06%	Philip Morris Intl Inc	COM	-1.11K	-8.15%	-$98K	$1.11M	88.44	12.5K
QQQ	0.69%	-0.95%	Invesco Qqq Tr	UNIT SER 1	-8.47K	-58.1%	-$1.52M	$1.1M	179.75	6.11K
GGT	0.68%	-0.36%	Gabelli Multimedia Tr Inc	COM	-68.2K	-34.2%	-$567K	$1.09M	8.32	131K
BA	0.68%	-0.01%	Boeing Co	COM	-28	-0.98%	-$10.7K	$1.08M	381.34	2.84K
SPY	0.66%	+0.07%	Spdr S&P 500 Etf Tr	TR UNIT	+371	+11.1%	+$105K	$1.05M	282.56	3.71K
STK	0.64%	-0.44%	Columbia Seligm Prem Tech Gr	COM	-34.6K	-40.7%	-$695K	$1.01M	20.07	50.5K
MRK	0.64%	-0.01%	Merck & Co Inc	COM	-150	-1.22%	-$12.5K	$1.01M	83.24	12.2K
WPC	0.63%	-0.04%	W P Carey Inc	COM	-800	-5.9%	-$62.7K	$999K	78.33	12.8K
IWR	0.58%	+0.11%	Ishares Tr	RUS MID CAP ETF	+3.34K	+24.1%	+$180K	$926K	53.94	17.2K
AMLP	0.56%	-0.15%	Alps Etf Tr	ALERIAN MLP	-23.6K	-20.9%	-$237K	$896K	10.03	89.4K
ARKG	0.56%	+0.56%	Ark Etf Tr	GEN REV MLTSCT	+27K	NEW	+$888K	$888K	32.90	27K
UNH	0.55%	-0.26%	Unitedhealth Group Inc	COM	-1.67K	-32.1%	-$414K	$877K	247.11	3.55K
MA	0.54%	-0.07%	Mastercard Inc	CL A	-496	-12%	-$117K	$854K	235.33	3.63K
INTC	0.53%	+0.24%	Intel Corp	COM	+7.12K	+82.3%	+$383K	$848K	53.75	15.8K
VZ	0.52%	-0.04%	Verizon Communications Inc	COM	-954	-6.33%	-$56.4K	$835K	59.12	14.1K
FLOT	0.51%	-0.05%	Ishares Tr	FLTG RATE NT ETF	-1.46K	-8.41%	-$74.2K	$808K	50.90	15.9K
USMV	0.5%	-0.98%	Ishares Tr	MIN VOL USA ETF	-26.7K	-66.1%	-$1.57M	$805K	58.83	13.7K
PYPL	0.5%	+0.17%	Paypal Hldgs Inc	COM	+2.66K	+52.8%	+$276K	$799K	103.77	7.7K
ABBV	0.5%	+0.07%	Abbvie Inc	COM	+1.32K	+15.5%	+$107K	$795K	80.61	9.86K
COP	0.49%	-0.08%	Conocophillips	COM	-1.81K	-13.3%	-$121K	$786K	66.73	11.8K
HON	0.48%	-0.01%	Honeywell Intl Inc	COM	-100	-2.04%	-$15.9K	$761K	158.81	4.79K
VNQ	0.47%	+0.21%	Vanguard Index Fds	REAL ESTATE ETF	+3.77K	+77.4%	+$328K	$751K	86.95	8.64K
KMI	0.46%	-0.02%	Kinder Morgan Inc Del	COM	-1.73K	-4.47%	-$34.5K	$738K	20.02	36.9K
FXL	0.46%	-0.02%	First Tr Exchange Traded Fd	TECH ALPHADEX	-567	-4.68%	-$36.2K	$737K	63.88	11.5K
RAVI	0.45%	-0.04%	Flexshares Tr	READY ACC VARI	-930	-8.95%	-$70.2K	$715K	75.53	9.47K
HDV	0.42%	+0.06%	Ishares Tr	CORE HIGH DV ETF	+1.06K	+17.2%	+$98.5K	$673K	93.23	7.22K
HQL	0.42%	-0.25%	Tekla Life Sciences Invs	SH BEN INT	-23.1K	-37%	-$396K	$673K	17.14	39.3K

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Filing 2019 Q1 compared to 2018 Q4 by default.

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
Mark Roth	Chief Compliance Officer	Seattle, Washington	5/13/2019

List of Other Managers Reporting for Claraphi Advisory Network, LLC:

Name	Holdings Value	Location	File Number
Congress Asset Management Co	$14.6B	Boston, MA	028-03434
Windward Capital Management Co /Ca	$1.16B	Los Angeles, CA	028-11829
Howard Capital Management	$891M	New York, NY	028-07476
Horizon Investment Services, LLC	$206M	Hammond, IN	028-12835
Uniplan Investment Counsel, Inc.	$1.03B	Milwaukee, WI	028-16961
Sterling Global Strategies LLC	$18M	Carlsbad, CA	028-16629
Crosspoint Capital Strategies, LLC	$50.4M	Orinda, CA	028-16097
Elite Wealth Management, Inc.	$304M	Kirkland, WA	028-17534
Donoghue Forlines LLC	$315M	Boston, MA	028-18145

Other Included Managers (10):

Num	Name	Location	File Number
1	Congress Asset Management Co	Boston, MA	028-03434
2	Windward Capital Management Co /Ca	Los Angeles, CA	028-11829
3	NED DAVIS RESEARCH		028-10397
4	Horizon Investment Services, LLC	Hammond, IN	028-12835
5	Crosspoint Capital Strategies, LLC	Orinda, CA	028-16097
6	Uniplan Investment Counsel, Inc.	Milwaukee, WI	028-16961
7	Donoghue Forlines LLC	Boston, MA	028-18145
8	Howard Capital Management	New York, NY	028-07476
9	Sterling Global Strategies LLC	Carlsbad, CA	028-16629
10	Elite Wealth Management, Inc.	Kirkland, WA	028-17534