Claraphi Advisory Network, LLC

Q3 2019 13F Combination Report, Stock Holdings

Signature - Title
Maureen Maloney - CHIEF COMPLIANCE OFFICER
Location
Aliso Viejo, US
Holdings as of
30 Sep 2019
Value $
$165,063,000
Num holdings
401
Filing time
08 Nov 2019, 16:07:51 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included ARKK, PGF, AAPL, SHY, and GLD.
Previous filing
Q2 2019 - 29 Jul 2019
Next filing
Q4 2019 - 13 Feb 2020
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 compared to 2019 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
MAUREEN MALONEY CHIEF COMPLIANCE OFFICER Aliso Viejo, California 08 Nov 2019

List of Other Managers Reporting for Claraphi Advisory Network, LLC:

Name Holdings Value Location File Number
CONGRESS ASSET MANAGEMENT CO $14,207,840,561 Boston, MA 028-03434
WINDWARD CAPITAL MANAGEMENT CO /CA $1,262,382,212 Los Angeles, CA 028-11829
Horizon Investment Services, LLC $277,869,424 Hammond, IN 028-12835
Uniplan Investment Counsel, Inc. $995,883,946 Milwaukee, WI 028-16961
Sterling Global Strategies LLC $17,966,000 Carlsbad, CA 028-16629
Donoghue Forlines LLC $323,398,899 Boston, MA 028-18145
Howard Capital Management Inc. $7,176,509,609 Roswell, GA 028-18796

Other Included Managers (8):

Num Name Location File Number
1 CONGRESS ASSET MANAGEMENT CO Boston, MA 028-03434
2 WINDWARD CAPITAL MANAGEMENT CO /CA Los Angeles, CA 028-11829
3 NED DAVIS RESEARCH 028-10397
4 Horizon Investment Services, LLC Hammond, IN 028-12835
6 Uniplan Investment Counsel, Inc. Milwaukee, WI 028-16961
7 Donoghue Forlines LLC Boston, MA 028-18145
8 Howard Capital Management Inc. Roswell, GA 028-18796
9 Sterling Global Strategies LLC Carlsbad, CA 028-16629