RATIONAL ADVISORS, INC.

Q1 2009 13F Holdings Report, Stock Holdings

Signature - Title
Kenton K. Petti - CHIEF COMPLIANCE OFFICER
Location
Huntington, NY
Holdings as of
31 Mar 2009
Value $
$672,312,000
Num holdings
633
Filing time
24 Feb 2015, 17:22:24 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included SPY, IBM, ECA, RIO, and VV.
Next filing
Q2 2009 - 13 Feb 2015
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
KENTON K. PETTI CHIEF COMPLIANCE OFFICER Cincinnati, Ohio 24 Feb 2015