RATIONAL ADVISORS, INC.

Q2 2009 13F Holdings Report, Stock Holdings

Signature - Title
Kenton K. Pettit - Chief Compliance Officer
Location
Huntington, NY
Holdings as of
30 Jun 2009
Value $
$831,230,000
Num holdings
616
Filing time
13 Feb 2015, 13:56:01 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included EEM, IBM, ECA, SLB, and ING.
Previous filing
Q1 2009 - 24 Feb 2015
Next filing
Q3 2009 - 13 Feb 2015
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2009 Q2 compared to 2009 Q1 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kenton K. Pettit Chief Compliance Officer Cincinnati, Ohio 13 Feb 2015