RATIONAL ADVISORS, INC. SEC EDGAR Filings (CIK 0001143565)

SEC EDGAR filings, ownership reports, and insider transactions for RATIONAL ADVISORS, INC..

Business address
36 N. New York Avenue, Huntington, NY, 11743
Top securities (13F)
SPAB, BND, AGG, QQQM, MLPX, XLU, IVV, VIG, NTSX, SCHH, JEPI, SPHY, PFFD, VOO, SPLG, DFCF, SCHI, IEFA, UBER TECHNOLOGIES INC, and BACPRL
Fiscal year end
31 December
Former names
RATIONAL ADVISORS LLC (to 31 Jan 2025), HUNTINGTON ASSET ADVISORS, INC. (to 11 May 2016), HUNTINGTON ASSET ADVISORS INC (to 30 Aug 2006)
RATIONAL ADVISORS, INC. has filed 85 SEC EDGAR filings since 29 Jan 2003

Latest Filings

Recent SEC filings for RATIONAL ADVISORS, INC. including 40-APP/A, 13F-HR, 40-APP and more.

Form type Document Filing Description Filing date Reporting date File number(s)
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 12 Nov 2025 812-15852-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2025 30 Sep 2025 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 31 Jul 2025 30 Jun 2025 028-16191
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 11 Jul 2025 812-15852-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 01 May 2025 31 Mar 2025 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 31 Jan 2025 31 Dec 2024 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 30 Oct 2024 30 Sep 2024 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Jul 2024 30 Jun 2024 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Apr 2024 31 Mar 2024 028-16191
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 14 Feb 2024 31 Dec 2023 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2024 31 Dec 2023 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Nov 2023 30 Sep 2023 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Aug 2023 30 Jun 2023 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 May 2023 31 Mar 2023 028-16191
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 13 Feb 2023 31 Dec 2022 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Feb 2023 31 Dec 2022 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Nov 2022 30 Sep 2022 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Aug 2022 30 Jun 2022 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 May 2022 31 Mar 2022 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Feb 2022 31 Dec 2021 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Nov 2021 30 Sep 2021 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Aug 2021 30 Jun 2021 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 May 2021 31 Mar 2021 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Feb 2021 31 Dec 2020 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2020 30 Sep 2020 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Aug 2020 30 Jun 2020 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 May 2020 31 Mar 2020 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Feb 2020 31 Dec 2019 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2019 30 Sep 2019 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Aug 2019 30 Jun 2019 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 May 2019 31 Mar 2019 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Feb 2019 31 Dec 2018 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Nov 2018 30 Sep 2018 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Aug 2018 30 Jun 2018 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 18 May 2018 31 Mar 2018 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Feb 2018 31 Dec 2017 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Nov 2017 30 Sep 2017 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Aug 2017 30 Jun 2017 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 May 2017 31 Mar 2017 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Feb 2017 31 Dec 2016 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Nov 2016 30 Sep 2016 028-16191
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 24 Oct 2016 812-14657
APP NTC Open APP NTC document View SEC filing for APP NTC 13 Sep 2016 812-14657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Aug 2016 30 Jun 2016 028-16191
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 06 Jun 2016 812-14657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 May 2016 31 Mar 2016 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Nov 2015 30 Sep 2015 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Aug 2015 30 Jun 2015 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 May 2015 31 Mar 2015 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Feb 2015 31 Mar 2009 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Feb 2015 31 Dec 2013 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Feb 2015 30 Sep 2013 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Feb 2015 30 Jun 2013 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Mar 2013 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Dec 2012 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 30 Sep 2011 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 30 Jun 2011 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 30 Sep 2012 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 30 Jun 2012 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Mar 2012 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Dec 2011 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Mar 2011 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Dec 2010 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 30 Sep 2011 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 30 Jun 2011 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Mar 2010 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Dec 2009 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 30 Sep 2009 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 30 Jun 2009 028-16191
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Dec 2014 028-16191
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Oct 2014 30 Sep 2014 028-16191
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2014 30 Jun 2014 028-16191
13F-NT Open 13F-NT document View SEC filing for 13F-NT 27 May 2014 31 Mar 2014 028-16191
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A FORM 40-APP/A 25 Apr 2012 812-13785
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A FORM 40-APP/A 03 Apr 2012 812-13785
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A FORM 40-APP/A 27 Feb 2012 812-13785
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A AMENDMENT 2 10 Jun 2011 812-13785
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A HUNTINGTONASSETADVISORS FILE NO. 812-13785 21 Oct 2010 812-13785
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A HUNTINGTONASSETADVISORS FILE NO. 812-13809 21 Oct 2010 812-13809
40-APP Open 40-APP document View SEC filing for 40-APP HUNTINGTON ASSET ADVISORS, INC. 40APP 30 Jul 2010 812-13809
40-APP Open 40-APP document View SEC filing for 40-APP 40APP FOR HUNTINGTON ASSET ADVISORS, INC. 17 Jun 2010 812-13785

About this filer

RATIONAL ADVISORS, INC. files with the SEC under CIK 0001143565. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
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Updates follow new EDGAR submissions and periodic data refreshes.

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