Dakota Wealth Management

Q3 2021 13F Holdings Report, Options Holdings

Signature - Title
Kayla Berg - Chief Compliance Officer
Location
Palm Beach Gardens, FL
Options holdings as of
September 30, 2021
Notional value $
$5.07M
Number of holdings
5
Date filed
11/15/2021, 02:49 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2021 - Aug 2, 2021
Next filing
Q4 2021 - Feb 10, 2022
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kayla Berg CCO Palm Beach Gardens, Florida 11/15/2021

Other Included Managers (15):

Num Name File Number
1 BELLE HAVEN INVESTMENTS, L.P.
2 BOSTON PARTNERS SECURITIES, L.L.C.
3 Brown Advisory LLC 028-05775
4 CHARTWELL INVESTMENT PARTNERS /ADV
5 Clearbridge Investments, LLC 028-11611
6 Dakota Wealth Management 028-16362
7 First Fiduciary Investment Counsel, Inc. 028-07360
8 HGK ASSET MANAGEMENT INC 028-01321
9 Karpus Management, Inc. 028-11445
10 LAZARD ASSET MANAGEMENT LLC 028-10469
11 NATIXIS ADVISORS, L.P.
12 NEBRASKA FURNITURE MART INC 028-06104
13 RENAISSANCE GROUP LLC 028-04884
14 WCM INVESTMENT MANAGEMENT, LLC 028-07104
15 Ziegler Capital Management, LLC 028-10982