Dakota Wealth Management

Q3 2021 13F Holdings Report, Stock Holdings

Signature - Title
Kayla Berg - CCO
Location
Palm Beach Gardens, FL
Holdings as of
30 Sep 2021
Value $
$864M
Num holdings
344
Date filed
15 Nov 2021, 14:49
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, MSFT, AMZN, IWF, and JPM.
Previous filing
Q2 2021 - 02 Aug 2021
Next filing
Q4 2021 - 10 Feb 2022
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kayla Berg CCO Palm Beach Gardens, Florida 15 Nov 2021

Other Included Managers (15):

Num Name Location File Number
1 BELLE HAVEN INVESTMENTS, L.P.
2 BOSTON PARTNERS SECURITIES, L.L.C.
3 Brown Advisory LLC Baltimore, MD 028-05775
4 CHARTWELL INVESTMENT PARTNERS /ADV
5 Clearbridge Investments, LLC New York, NY 028-11611
6 Dakota Wealth Management Palm Beach Gardens, FL 028-16362
7 First Fiduciary Investment Counsel, Inc. Cleveland, OH 028-07360
8 Hudson Edge Investment Partners Inc. Jersey City, NJ 028-01321
9 Karpus Management, Inc. Pittsford, NY 028-11445
10 Lazard Asset Management Llc New York, NY 028-10469
11 Natixis Advisors, Llc Boston, MA
12 NEBRASKA FURNITURE MART INC 028-06104
13 Renaissance Group Llc Covington, KY 028-04884
14 Wcm Investment Management, Llc Laguna Beach, CA 028-07104
15 Ziegler Capital Management, LLC Chicago, IL 028-10982