Dakota Wealth Management

Q2 2021 13F Holdings Report, Options Holdings

Signature - Title
Kayla Berg - Chief Compliance Officer
Location
Palm Beach Gardens, FL
Options holdings as of
June 30, 2021
Notional value $
$5.64M
Number of holdings
5
Date filed
7/30/2021, 08:43 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q1 2021 - May 10, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q2 compared to 2021 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kayla Berg CCO Palm Beach Gardens, Florida 7/26/2021

Other Included Managers (4):

Num Name File Number
1 Dakota Wealth Management 028-16362
2 First Fiduciary Investment Counsel, Inc. 028-07360
3 Karpus Management, Inc. 028-11445
4 POLEN CAPITAL MANAGEMENT LLC 028-03687