COWEN AND COMPANY, LLC

Q4 2019 13F Holdings Report, Options Holdings

Signature - Title
Jeffrey Sundram - Chief Compliance Officer
Location
New York, NY
Options holdings as of
December 31, 2019
Notional value $
$99K
Number of holdings
170
Date filed
2/11/2020, 05:14 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2019 - Nov 12, 2019
Stock holdings
Showing options holdings, see here for stock holdings
Our algorithm has found invalid data in this filing
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q4 compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Steven Cohen Chief Compliance Officer New York, New York 2/11/2020

Other Included Managers (2):

Num Name Location File Number
2 COWEN EXECUTION SERVICES LLC 028-18771
3 Cowen Financial Products LLC New York, NY 028-19614