COWEN AND COMPANY, LLC

Q1 2020 13F Holdings Report, Options Holdings

Signature - Title
Jeffrey Sundram - Chief Compliance Officer
Location
New York, NY
Options holdings as of
March 31, 2020
Notional value $
$1.61M
Number of holdings
145
Date filed
5/11/2020, 04:52 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2019 - Feb 11, 2020
Stock holdings
Showing options holdings, see here for stock holdings
Our algorithm has found invalid data in this filing
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2020 Q1 compared to 2019 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Steven Cohen Chief Compliance Officer New York, New York 5/11/2020

Other Included Managers (2):

Num Name Location File Number
2 COWEN EXECUTION SERVICES LLC 028-18771
3 Cowen Financial Products LLC New York, NY 028-19614