COWEN AND COMPANY, LLC

Q3 2019 13F Holdings Report, Options Holdings

Signature - Title
Jeffrey Sundram - Chief Compliance Officer
Location
New York, NY
Options holdings as of
September 30, 2019
Notional value $
$937K
Number of holdings
154
Date filed
11/12/2019, 10:43 AM
Description
All US holdings of this investor are reported in this report.
Next filing
Q4 2019 - Feb 11, 2020
Stock holdings
Showing options holdings, see here for stock holdings
Our algorithm has found invalid data in this filing
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Steven Cohen Chief Compliance Officer New York, New York 11/8/2019

Other Included Managers (2):

Num Name Location File Number
2 COWEN EXECUTION SERVICES LLC 028-18771
3 Cowen Financial Products LLC New York, NY