COWEN INC.

Q3 2018 13F Holdings Report, Options Holdings

Signature - Title
Owen Littman - General Counsel
Location
New York, NY
Options holdings as of
30 Sep 2018
Notional value
$288,000
Number of holdings
198
Filing time
13 Nov 2018, 16:25:03 UTC
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2018 - 17 Aug 2018
Next filing
Q4 2018 - 14 Feb 2019
Stock holdings
Showing options holdings, see here for stock holdings
Our algorithm has found invalid data in this filing
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2018 Q3 compared to 2018 Q2 - Restatement by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Owen Littman General Counsel New York, New York 07 Nov 2018

Other Included Managers (5):

Num Name Location File Number
1 COWEN & COMPANY, LLC New York, NY 028-04125
2 COWEN EXECUTION SERVICES LLC New York, NY 028-18771
3 Cowen Investment Management LLC New York, NY 028-13626
4 Margate Capital Management LP New York, NY 028-18662
5 RAMIUS ADVISORS LLC New York, NY 028-10674