COWEN INC.

Q3 2018 13F Holdings Report, Stock Holdings

Signature - Title
Owen Littman - General Counsel
Location
New York, New York
Holdings as of
September 30, 2018
Value $
$1.06B
Num holdings
299
Date filed
11/13/2018, 04:25 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2018 - Aug 17, 2018
Options Holdings
Showing stock holdings, see here for options holdings
Our algorithm has found invalid data in this filing
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q3 compared to 2018 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Owen Littman General Counsel New York, New York 11/7/2018

Other Included Managers (5):

Num Name File Number
1 COWEN & COMPANY, LLC 028-04125
2 COWEN EXECUTION SERVICES LLC 028-18771
3 Cowen Investment Management LLC 028-13626
4 Margate Capital Management LP 028-18662
5 RAMIUS ADVISORS LLC 028-10674