Filer Snapshot

COWEN INC.

CIK 0001466538. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Company

Total filings

82

Latest filing

01 Mar 2023

Industry

Security Brokers, Dealers and Flotation Companies

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: 13F-HR/A for Q2 2019. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

Largest parsed holding

RHT

$88.03M reported value

Open holding

13D/G large stake

No recent parsed 13D/G stake row for this CIK.

Browse 13D/G

Save this filer page

Create a free account to keep this page in your watchlists. After verification, we will save it automatically and open your saved research list.

Source: SEC Forms 3/4/5

4 filed on 01 Mar 2023 for CIK 0001466538.

View source filing
Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

13F portfolio$1.35B

Quarterly institutional holdings reported on Form 13F; not total AUM.

Forms 3/4/5 positions$23.25M

Reporting-owner positions with enough filing detail to estimate value.

Latest reported 13F value

13F
$1.35B

Reported market value from the latest parsed Form 13F information table; this is not total assets under management.

Source: SEC Form 13FScope: U.S.-listed equity holdings

Forms 3/4/5 position value

3/4/5
$23.25M

Estimated from parsed Forms 3/4/5 when filings include enough share and price data.

Source: Forms 3/4/5Confidence: Estimated when price data is available

Largest 13F holdings

13F
RHT MLNX DATA CELG SAN
+15 moreWBC BNS ZAYO APC ORTX CY CNC SMFG LYG MDSO VSM STNL WP MFG DTIL

Largest symbols in the latest parsed Form 13F information table.

Freshness: Latest parsed 13F period

Largest linked holdings

Largest issuer positions linked to this CIK across parsed 13F, 13D/G, and Forms 3/4/5 records.

STHO IFIN CNGL

Largest 13F holdings

Largest symbols in the latest parsed Form 13F information table.

RHT MLNX DATA CELG SAN WBC BNS ZAYO
+12 moreAPC ORTX CY CNC SMFG LYG MDSO VSM STNL WP MFG DTIL
How to read these SEC ownership signals
  • Read each filing family separately: Form 13F, Schedules 13D/G, and Forms 3/4/5 answer different SEC disclosure questions and should not be blended into one ownership total.
  • Use 13F values for visible U.S.-listed equity portfolios, 13D/G rows for large beneficial-owner stakes, and Forms 3/4/5 rows for reporting-owner positions and transactions.
  • Open the linked research path when you need the filing, CIK, issuer, CUSIP, date, or source trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 2 identity fields
Business address
599 Lexington Avenue, 20 Th Floor, New York, NY, 10022
EDGAR profile Static EDGAR fields kept behind disclosure so the main profile stays readable. 3 profile fields available
Incorporated in
DE
Fiscal year end
31 December
Former names on EDGAR
COWEN GROUP, INC. (to 12 May 2017), LexingtonPark Parent Corp (to 30 Oct 2009)

Filer intelligence

What SEC filings say about COWEN INC.

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Quick read

  • Latest parsed 13F shows $1.35B across 303 reported holdings for Q2 2019.
  • Largest parsed 13F holding: RHT at $88.03M.
  • Forms 3/4/5 show insider context for STHO worth $15.76M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio 303 rows

Quarterly institutional portfolio holdings.

Open
13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 5 rows

Officer, director, and 10% owner holdings or transactions.

Open

Top parsed 13F holdings

Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.

Q2 2019 - 16 Aug 2019

Top 5 concentration

27%

Share of latest parsed 13F value represented by the visible holdings below.

Top 5 reported value

$362.7M

Compared with $1.35B total 13F value.

Top 5 net change

+$240.96M

Position-value change inside the visible top holdings only.

13F concentration map

A simple visual split of the latest parsed 13F portfolio.

Largest add: DATA · Largest trim: ULTI

RHT MLNX DATA CELG SAN Other holdings

RHT

6.5%

Red Hat Inc

$88.03M

MLNX

6.4%

Mellanox Technologies Ltd

$86.86M

DATA

4.7%

Tableau Software Inc

$63.52M

CELG

4.6%

Celgene Corp

$62.68M

SAN

4.6%

Banco Santander Sa

$61.61M

Forms 3/4/5 insider context

STHO

08 Mar 2024 · 10% owner

$15.76M

IFIN

21 Feb 2024 · 10% owner

$5.38M

CNGL

21 Jun 2024 · 10% owner

$2.1M

FSNB

01 Sep 2023 · 10% owner

Latest update

What changed recently for COWEN INC.

Ownership report updated

Latest ownership report period: 21 Jun 2024. Open the source-backed page to inspect the fresh filing or facts context.

Update date

24 Jun 2024

Page type

Ownership filings

Latest period

21 Jun 2024

Ownership context was refreshed from SEC Forms 3/4/5 filed on 24 Jun 2024.

Benchmark Context

Benchmark context for this company

COWEN INC. has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest ownership report period: 21 Jun 2024. That gives you a fresh baseline before you compare this company with peers.

  • Latest company facts filing date: 28 Feb 2023.
  • Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
  • Open the facts page first if you want the cleanest path to verification.

Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

SEC filing record

CIK 0001466538 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
82
First seen
13 Feb 2014
Latest filing
01 Mar 2023
Entity
Company

Industry context: Security Brokers, Dealers and Flotation Companies.

Latest Filings

Showing the latest 12 of 82 SEC filings for COWEN INC..

4

4 filing

Filing date
01 Mar 2023
Reporting date
01 Mar 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
01 Mar 2023
Reporting date
01 Mar 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
01 Mar 2023
Reporting date
01 Mar 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
01 Mar 2023
Reporting date
01 Mar 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
01 Mar 2023
Reporting date
01 Mar 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
01 Mar 2023
Reporting date
01 Mar 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
01 Mar 2023
Reporting date
01 Mar 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
01 Mar 2023
Reporting date
01 Mar 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
21 Dec 2022
Reporting date
21 Dec 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
08 Dec 2022
Reporting date
07 Dec 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
06 Sep 2022
Reporting date
01 Sep 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
06 Sep 2022
Reporting date
01 Sep 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .