* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
James Thorn
Compliance Officer & Advisor Solutions
San Jose, California
11/6/2017
Proxy voting authority for managers 1-4 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client. Please note that CONCERT Wealth Management, Inc. is in the process of concluding operations and will file form ADV-W, prior to the end of 2017. We will not be filing form 13F for the 4th quarter of 2017.
Other Included Managers (4):
Num
Name
File Number
1
Howard Financial
2
Good Harbor Financial
3
Adhesion Wealth Advisor Solutions
4
Lord Abbett
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