Concert Wealth Management Inc.

Q3 2017 13F Holdings Report, Stock Holdings

Signature - Title
James Thorn - Compliance Officer & Advisor Solutions
Location
San Jose, CA
Holdings as of
30 Sep 2017
Value $
$24,688,000
Num holdings
25
Filing time
14 Nov 2017, 12:08:29 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included VTI, SHV, SCHB, VEU, and RESN.
Previous filing
Q2 2017 - 10 Aug 2017
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q3 compared to 2017 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
James Thorn Compliance Officer & Advisor Solutions San Jose, California 06 Nov 2017

Proxy voting authority for managers 1-4 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client. Please note that CONCERT Wealth Management, Inc. is in the process of concluding operations and will file form ADV-W, prior to the end of 2017. We will not be filing form 13F for the 4th quarter of 2017.

Other Included Managers (4):

Num Name Location File Number
1 Howard Financial
2 Good Harbor Financial
3 Adhesion Wealth Advisor Solutions
4 Lord Abbett