Concert Wealth Management Inc.

Q3 2017 13F Holdings Report, Stock Holdings

Signature - Title
James Thorn - Compliance Officer & Advisor Solutions
Location
San Jose, CA
Holdings as of
September 30, 2017
Value $
$24.7M
Num holdings
25
Date filed
11/14/2017, 12:08 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2017 - Aug 10, 2017
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q3 compared to 2017 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
James Thorn Compliance Officer & Advisor Solutions San Jose, California 11/6/2017

Proxy voting authority for managers 1-4 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client. Please note that CONCERT Wealth Management, Inc. is in the process of concluding operations and will file form ADV-W, prior to the end of 2017. We will not be filing form 13F for the 4th quarter of 2017.

Other Included Managers (4):

Num Name Location File Number
1 Howard Financial
2 Good Harbor Financial
3 Adhesion Wealth Advisor Solutions
4 Lord Abbett