Concert Wealth Management Inc.

Q2 2017 13F Holdings Report, Stock Holdings

Signature - Title
James Thorn - Compliance Officer & Advisor Solutions
Location
San Jose, CA
Holdings as of
30 Jun 2017
Value $
$102,099,000
Num holdings
155
Filing time
10 Aug 2017, 14:58:53 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, SPY, VTI, SCHB, and AGG.
Previous filing
Q1 2017 - 10 May 2017
Next filing
Q3 2017 - 14 Nov 2017
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q2 compared to 2017 Q1 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
James Thorn Compliance Officer & Advisor Solutions San Jose, California 09 Aug 2017

Proxy voting authority for managers 1-4 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client.

Other Included Managers (4):

Num Name Location File Number
1 Howard Financial
2 Good Harbor Financial
3 Adhesion Wealth Advisor Solutions
4 Lord Abbett