COWEN INC.

Q4 2016 13F Holdings Report, Options Holdings

Signature - Title
Owen Littman - General Counsel
Location
New York, New York
Options holdings as of
December 31, 2016
Options notional value $
$913M
Number of options holdings
73
Date filed
2/10/2017, 06:06 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2016 - Dec 14, 2016
Next filing
Q1 2017 - May 12, 2017
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q4 compared to 2016 Q3 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Owen Littman General Counsel New York, New York 2/9/2017

Other Included Managers (3):

Num Name File Number
1 RAMIUS ADVISORS LLC 028-10674
2 COWEN & COMPANY, LLC 028-04125
3 Quadratic Capital Management LLC