COWEN INC.

Q3 2016 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Owen Littman - General Counsel
Location
New York, New York
Holdings as of
September 30, 2016
Value $
$1.18B
Num holdings
166
Date filed
12/13/2016, 08:36 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2016 - Aug 10, 2016
Next filing
Q4 2016 - Feb 13, 2017
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 - Restatement compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Owen Littman General Counsel New York, New York 12/12/2016

Other Included Managers (2):

Num Name File Number
1 RAMIUS ADVISORS LLC 028-10674
2 COWEN & COMPANY, LLC 028-04125