COWEN INC.

Q3 2016 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Owen Littman - General Counsel
Location
New York, NY
Holdings as of
30 Sep 2016
Value $
$1,175,615,000
Num holdings
166
Filing time
13 Dec 2016, 20:36:39 UTC
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included LNKD, STJ, SYT, YHOO, and LLTC.
Previous filing
Q2 2016 - 10 Aug 2016
Next filing
Q4 2016 - 13 Feb 2017
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 - Restatement compared to 2016 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Owen Littman General Counsel New York, New York 12 Dec 2016

Other Included Managers (2):

Num Name Location File Number
1 RAMIUS ADVISORS LLC New York, NY 028-10674
2 COWEN & COMPANY, LLC New York, NY 028-04125