UBS Group AG

Q4 2021 13F Combination Report, Options Holdings

Notable people
EUROPE SE UBS, UBS La Maison de Gestion
Signature - Title
Rollins Simmons / Andrew Johnson - Authorized Signatory / Associate Director
Location
Zurich, Switzerland
Options holdings as of
31 Dec 2021
Notional value
$95,080,907,000
Number of holdings
1,135
Filing time
14 Feb 2022, 09:05:59 UTC
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2021 - 15 Nov 2021
Next filing
Q1 2022 - 16 May 2022
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q4 compared to 2021 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Rollins Simmons / Andrew Johnson Authorized Signatory / Associate Director Nashville, Tennessee 10 Feb 2022

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $472,968,483,625 Chicago, IL 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $919,915,637 Chicago, IL 028-06327

Other Included Managers (11):

Num Name Location File Number
1 UBS FINANCIAL SERVICES INC New York, NY 028-11496
17 Vontobel Swiss Financial Advisers AG Zurich 028-11603
30 UBS AG Zurich, Switzerland 028-10396
31 UBS Switzerland AG Zurich, Switzerland 028-21410
33 UBS Securities Japan Co., Ltd. Tokyo, Japan 028-21660
34 EUROPE SE UBS Frankfurt, Germany 028-21431
35 UBS Bank (Canada) Toronto, Ontario, Canada
39 UBS La Maison de Gestion Paris, France 028-21440
40 UBS SECURITIES LLC New York, NY 028-21412
41 UBS Gestion SGIIC LTD Madrid, Spain 028-21441
43 UBS BRASIL ADMINISTRADORA DE VALORES MOBILIARIOS LTDA. Sao Paulo, Brazil 028-21429