UBS Group AG

Q3 2021 13F Combination Report, Stock Holdings

Signature - Title
Rollins Simmons / Nemanja Pantic - Authorized Signatory / Executive Director
Location
Zurich, Switzerland
Holdings as of
September 30, 2021
Value $
$239B
Num holdings
8,491
Date filed
11/15/2021, 09:20 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MSFT, AAPL, AMZN, SPY, and GOOGL.
Previous filing
Q2 2021 - Aug 13, 2021
Next filing
Q4 2021 - Feb 14, 2022
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Rollins Simmons / Nemanja Pantic Authorized Signatory / Executive Director Nashville, Tennessee 11/12/2021

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $461B Chicago, IL 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $915M Chicago, IL 028-06327

Other Included Managers (11):

Num Name Location File Number
1 Ubs Financial Services Inc New York, NY 028-11496
17 Vontobel Swiss Financial Advisers AG Zurich, Switzerland 028-11603
30 Ubs Ag Zurich, Switzerland 028-10396
31 UBS Switzerland AG Zurich, Switzerland
33 UBS Securities Japan Co., Ltd. Tokyo, Japan
34 Ubs Europe Se Frankfurt, Germany
35 UBS Bank (Canada) Toronto, Ontario, Canada
39 UBS La Maison de Gestion Paris, France
40 Ubs Securities Llc New York, NY
41 UBS Gestion SGIIC, SA
43 UBS Consenso Investimentos Ltda.