UBS Group AG

Q3 2021 13F Combination Report, Options Holdings

Notable people
EUROPE SE UBS, UBS La Maison de Gestion
Signature - Title
Rollins Simmons / Nemanja Pantic - Authorized Signatory / Executive Director
Location
Zurich, Switzerland
Options holdings as of
30 Sep 2021
Notional value
$78,331,291,000
Number of holdings
1,159
Filing time
15 Nov 2021, 09:20:49 UTC
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2021 - 13 Aug 2021
Next filing
Q4 2021 - 14 Feb 2022
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q3 compared to 2021 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Rollins Simmons / Nemanja Pantic Authorized Signatory / Executive Director Nashville, Tennessee 12 Nov 2021

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $472,968,483,625 Chicago, IL 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $919,915,637 Chicago, IL 028-06327

Other Included Managers (11):

Num Name Location File Number
1 UBS FINANCIAL SERVICES INC New York, NY 028-11496
17 Vontobel Swiss Financial Advisers AG Zurich 028-11603
30 UBS AG Zurich, Switzerland 028-10396
31 UBS Switzerland AG Zurich, Switzerland
33 UBS Securities Japan Co., Ltd. Tokyo, Japan
34 EUROPE SE UBS Frankfurt, Germany
35 UBS Bank (Canada) Toronto, Ontario, Canada
39 UBS La Maison de Gestion Paris, France
40 UBS SECURITIES LLC New York, NY
41 UBS Gestion SGIIC, SA
43 UBS Consenso Investimentos Ltda.